Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Dean TaylorTriad Advisors LLCUBS Financial Services Inc.$5003-12-2020
Todd Charles WelshScissortail Wealth Management, LLCUBS Financial Services Inc.$2511-09-2018
Richard Leo Howard Jr.Scissortail Wealth Management, LLCUBS Financial Services Inc.11-09-2018
James E DiaconCouncil Oak Wealth AdvisorsUBS Financial Services Inc.06-11-2018
Nathan Joel LovelleCouncil Oak Wealth AdvisorsUBS Financial Services Inc.06-11-2018
Stephanie Smith MartinCouncil Oak Wealth AdvisorsUBS Financial Services Inc.06-11-2018
Chris Kent MeyersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2506-29-2017
Craig Robert SilbergMorgan StanleyUBS Financial Services Inc.01-13-2017
David Lee HealeyAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-25-2012
Allen F StaplesLPL Financial LLCUBS Financial Services Inc.$10001-05-2012
Stephen-Taylor GrimesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2010
Connie Marie NaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-09-2009
Robert Paul MarcouxKestra Investment Services, LLCUBS Financial Services Inc.$10006-02-2009
Allan Lee HayLPL Financial LLCUBS Financial Services Inc.$2505-13-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.