Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Anthony Abruzzese Sr.Boenning & Scattergood, Inc.UBS Financial Services Inc.10-05-2009
Kevin Dale SmithCetera Advisor Networks LLCUBS Financial Services Inc.06-01-2009
Richard Kenyon Cobb Jr.Cresap, Inc.UBS Financial Services Inc.05-15-2009
Victoria Nicole GoralHaverford Trust Securities, Inc.UBS Financial Services Inc.10-27-2017
Jesse LevyLPL Financial LLCUBS Financial Services Inc.12-18-2015
James Roger WeinheimerLPL Financial LLCUBS Financial Services Inc.$5008-30-2012
James Drysdale Dunsmore Sr.LPL Financial LLCUBS Financial Services Inc.05-31-2012
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$2504-30-2009
Michael Anthony MarottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-08-2017
Lindsay Lewis DenardoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-12-2014
William Michael PerfettMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-12-2011
Grant Scott MellonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1004-23-2010
William J Zalewski, John Edward ZalewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-16-2009
Ryan Matthew PurvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-28-2009
Gail S. CostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Paul Raymond HakelMid Atlantic Capital CorporationUBS Financial Services Inc.12-13-2018
Alan Matthew StrickerMid Atlantic Capital CorporationUBS Financial Services Inc.$10009-03-2010
Eric J WernerMorgan StanleyUBS Financial Services Inc.06-25-2019
Wendy Hawley FosterMorgan StanleyUBS Financial Services Inc.09-10-2014
Howard James Sacks, Aurelio Roy Decaro Jr.Morgan StanleyUBS Financial Services Inc.$10001-09-2014
Steven Randall ShefflerMorgan StanleyUBS Financial Services Inc.12-07-2012
Brett D. CaffreyMorgan StanleyUBS Financial Services Inc.09-04-2012
Keith Thomas MuneraMorgan StanleyUBS Financial Services Inc.$15007-18-2012
Raymond Stanley BeckMorgan StanleyUBS Financial Services Inc.04-24-2012
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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