Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Gerald BloomSpire Securities, LLCUBS Financial Services Inc.$15004-17-2009
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$5004-30-2009
James Edward CuccaroWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-30-2009
Michael Raymond BeckerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15005-07-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$23905-15-2009
Richard Kenyon Cobb JrCresap, Inc.UBS Financial Services Inc.$16205-15-2009
Kevin Dale SmithCetera Advisor Networks LLCUBS Financial Services Inc.$2506-01-2009
Ellen M MarcusOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-08-2009
George Dixon Shrum JrOppenheimer & Co. Inc.UBS Financial Services Inc.$5006-12-2009
Matt S MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-24-2009
Gail S CostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-26-2009
Ryan Matthew PurvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-28-2009
Michael Joseph NagleRBC Capital Markets, LLCUBS Financial Services Inc.09-03-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-25-2009
Frank Anthony Abruzzese SrBoenning & Scattergood, Inc.UBS Financial Services Inc.10-05-2009
Margery Jubelir LoevnerOppenheimer & Co. Inc.UBS Financial Services Inc.$10010-07-2009
William J ZalewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15010-16-2009
John Edward ZalewskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-16-2009
John Edward FramptonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-26-2010
Mitchell A WelschMorgan StanleyUBS Financial Services Inc.$10003-25-2010
Grant Scott MellonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-23-2010
George James MundyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-30-2010
Bernard Levi HirshMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-21-2010
David W RodgersWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-13-2010
Charles Patrick RobinsonMorgan StanleyUBS Financial Services Inc.$5003-04-2011
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.