Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.$25009-13-2019
Adam Burke ReedPNC InvestmentsUBS Financial Services Inc.04-04-2016
Alan Matthew StrickerMid Atlantic Capital CorporationUBS Financial Services Inc.$10009-03-2010
Alice Kennedy WilsonMorgan StanleyUBS Financial Services Inc.$10001-09-2014
Alicja Anna PlonskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2009
Andrew CamerotaCresap, Inc.UBS Financial Services Inc.05-15-2009
Angelique Gilkin OrbachMorgan StanleyUBS Financial Services Inc.07-18-2012
Ann Marie BenderRaymond James & Associates, Inc.UBS Financial Services Inc.01-08-2015
Arthur W. Bartholomew IIIMorgan StanleyUBS Financial Services Inc.$20011-13-2013
Aurelio Roy Decaro Jr.Morgan StanleyUBS Financial Services Inc.$10001-09-2014
Brett D. CaffreyMorgan StanleyUBS Financial Services Inc.$10009-04-2012
Charles Patrick RobinsonMorgan StanleyUBS Financial Services Inc.$50003-04-2011
Colin Michael RosenbergMorgan Stanley & Co. LLCUBS Financial Services Inc.$10003-01-2009
Curt L. CoulterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50008-31-2012
David Loran CostaLPL Financial LLCUBS Financial Services Inc.$25004-30-2009
David Matthew KaminKamin Capital, LLCUBS Financial Services Inc.06-24-2010
David Telford HawkinsMorgan StanleyUBS Financial Services Inc.$10010-13-2010
David W RodgersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10012-13-2010
Douglass Ralph TietbohlMorgan StanleyUBS Financial Services Inc.$10004-07-2011
Edmund David FosterRBC Capital Markets, LLCUBS Financial Services Inc.$10011-30-2017
Elan SankerEdward JonesUBS Financial Services Inc.12-05-2014
Ellen M. MarcusOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-08-2009
Eric J WernerMorgan StanleyUBS Financial Services Inc.06-25-2019
Frank Anthony Abruzzese Sr.Boenning & Scattergood, Inc.UBS Financial Services Inc.10-05-2009
Frank B. EmmerlingRBC Capital Markets, LLCUBS Financial Services Inc.$15011-08-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.