Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis Rex HansonLPL Financial LLCUBS Financial Services Inc.09-09-2020
Andrew HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Alexander James WillhiteLPL Financial LLCUBS Financial Services Inc.01-22-2020
John P CullenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-29-2019
James Dennis YarbroughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-15-2019
George Cook Howell IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
Kiefer Welch OgburnWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
William Allen Spetrino JrAmeriprise Financial Services, LLCUBS Financial Services Inc.11-29-2018
Curt O HallWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.03-07-2018
Justin Thomas RaymanNavy Federal Brokerage Services, LLCUBS Financial Services Inc.10-11-2017
Erik Carl SmithLPL Financial LLCUBS Financial Services Inc.08-24-2017
Magen Elyse AskeLPL Financial LLCUBS Financial Services Inc.06-01-2017
John Frank Dirks IIIWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-04-2016
Bill Rouse Jessica Harper Jeffrey Burton Steve MeyerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$42603-24-2016
Steven Jay MeyerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.03-24-2016
William Alexander Rouse JrWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Jeffrey Lamar BurtonWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Jessica R HarperWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5003-24-2016
Lisa Lynne QuadriniWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Daniel Arthur WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-07-2015
Barre McLeod Butler Park B Smith Jr W Hampton Avant Lucinda ShieldsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$54203-27-2014
David SpellWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8603-27-2014
Lucinda Emley ShieldsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.03-27-2014
Park B Smith JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-27-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.