Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Steven LuthyAmeriprise Financial Services, LLCUBS Financial Services Inc.$2507-01-2009
Aaron H. FiskeB. Riley Wealth ManagementUBS Financial Services Inc.08-30-2017
Robert Douglas NicholB. Riley Wealth ManagementUBS Financial Services Inc.$5002-03-2017
Jeffrey N. BollingB. Riley Wealth ManagementUBS Financial Services Inc.$7702-03-2017
Twila B GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5011-04-2016
Gust Edwin Johnson Jr.B. Riley Wealth ManagementUBS Financial Services Inc.$10006-30-2016
Kelly GrahamB. Riley Wealth ManagementUBS Financial Services Inc.$5006-30-2016
Joseph Clarence SandersB. Riley Wealth ManagementUBS Financial Services Inc.$5009-18-2015
Mark Richard LoftB. Riley Wealth ManagementUBS Financial Services Inc.$10008-20-2014
Craig Elliott LodgeB. Riley Wealth ManagementUBS Financial Services Inc.$5007-03-2014
John E. WadeB. Riley Wealth ManagementUBS Financial Services Inc.05-22-2009
Robert Byron StokesB. Riley Wealth ManagementUBS Financial Services Inc.04-27-2009
James Montgomery DulaCommonwealth Financial NetworkUBS Financial Services Inc.05-27-2011
William Scott ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.05-27-2011
Nathan Franklin ParkhurstCommonwealth Financial NetworkUBS Financial Services Inc.05-27-2011
Zachary Scott EidsonDavis, Davis and Conover Wealth Management, LLCUBS Financial Services Inc.08-31-2017
Max Lee Moss IIIEdward JonesUBS Financial Services Inc.01-03-2017
Christian Patrick DepriestFifth Third Securities, Inc.UBS Financial Services Inc.$10012-02-2009
David K TomitaFirst Horizon Advisors, Inc.UBS Financial Services Inc.$1007-06-2010
William Woodrow Welch IIIFSC Securities CorporationUBS Financial Services Inc.$5003-27-2009
Patrick S. JohnsonFTB Advisors, Inc.UBS Financial Services Inc.05-18-2009
Benjamin Taylor HaneyHarvest Investment Management LLCUBS Financial Services Inc.06-12-2014
Stephen Ellis HamiltonHIMCO Distribution Services CompanyUBS Financial Services Inc.01-01-2011
William Samuel Sawyer Jr.J.J.B. Hilliard, W.L. Lyons, LLCUBS Financial Services Inc.05-11-2009
Bruce MartinLPL Financial LLCUBS Financial Services Inc.04-22-2015
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.