Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
Sarahbeth S. PipkinSTA Wealth Management, LLCUBS Financial Services Inc.09-10-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
James Randy SmithProspera Financial Services, Inc.UBS Financial Services Inc.03-29-2019
Mark D. MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
Matthew Robert HolmesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-15-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
John Dwight SaalfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Lindsay Brooke HeymanRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Robert Anthony RussoRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-12-2019
John Raymond ToungateAustin Wealth Management, LLCUBS Financial Services Inc.02-08-2019
Ramakrishna GaliRBC Capital Markets, LLCUBS Financial Services Inc.$5001-31-2019
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Paul Alexandre BigginsRaymond James Financial Services, Inc.UBS Financial Services Inc.$10008-03-2018
Jeffery Alan MooreLPL Financial LLCUBS Financial Services Inc.02-23-2018
William Anthony KoppBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Maura Patricia GuthrieWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2711-29-2017
Gerardo PenaMorgan StanleyUBS Financial Services Inc.09-29-2017
Yuriy RoyzmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-15-2017
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Next Page »

Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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