Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bobby Joe FogleWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2020
John Robert DixonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Robert Michael CoreWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
John Ronald CeravoloWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Abraham MaghsoudiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15007-26-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
Mark D. MagarianWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-11-2019
Matthew Robert HolmesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-15-2019
Maura Patricia GuthrieWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2711-29-2017
Yuriy RoyzmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-15-2017
Fred Markes RobertsWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-25-2017
Walter M. StuckerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2017
Jean Ann FisherWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-02-2017
Bradley Burt LivingstoneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-19-2016
Alexandra Kathleen ReddellWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-28-2016
Michael Ernest FarmerWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2016
Kostas Kenneth LueckerWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2016
Chad BolenWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-07-2016
Christopher Charles GerrishWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5012-22-2015
Brendan Russell LightWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-02-2015
Charles Thomas Carroll Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-26-2015
Sheryl May CarrollWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-26-2015
Robert Nathan SchultzWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-05-2015
Trent Alton BirdsongWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2014
Robert L. ParkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-26-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.