Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew CohnLPL Financial LLCUBS Financial Services Inc.01-30-2020
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Redmond Livingston Manierre Jr.Morgan StanleyUBS Financial Services Inc.08-12-2019
Thomas Clark ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Devin Mark MurrayTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.04-11-2018
Matthew Craig HallBB&T Securities, LLCUBS Financial Services Inc.02-01-2018
Michael Thomas BrooksBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.$5010-10-2017
Kultar Singh BindraBB&T Investment Services, Inc.UBS Financial Services Inc.02-07-2017
Robert Thomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Thomas Witt BakerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5001-03-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$510-04-2016
Kenneth Stewart TyrrellCary Street PartnersUBS Financial Services Inc.$15008-25-2016
Mark David GoodsteinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-29-2016
Christian Todd ComptonWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-29-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Raj Christian BhattacharyaWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-04-2016
Angela A. AntonelliRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-15-2016
Brandon Maxwell CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-13-2015
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.08-20-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.