Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Preston MartinAmeriprise Advisor Services, Inc.UBS Financial Services Inc.$25003-06-2009
William Ware Smith Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$10001-16-2015
Kultar Singh BindraBB&T Investment Services, Inc.UBS Financial Services Inc.02-07-2017
Matthew Craig HallBB&T Securities, LLCUBS Financial Services Inc.02-01-2018
Michael Thomas BrooksBB&T Securities, LLCUBS Financial Services Inc.$10011-30-2017
Kenneth Stewart TyrrellCary Street PartnersUBS Financial Services Inc.$15008-25-2016
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Joseph Augustine Connor IVConnor Capital Management, LLCUBS Financial Services Inc.01-21-2011
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.$10008-20-2015
Robert Thomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Sheila Dianne BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Amanda Barnhart ArthurGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Lindy Johanne StirtonH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$15004-28-2009
Carl B Dickson Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.$25004-27-2009
Curtis Kim FrazeeH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$25003-06-2009
Richard Lee ClaryH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$25001-16-2009
Travis Hunter ClarkeLPL Financial LLCUBS Financial Services Inc.01-08-2013
Charles Donald FellingLPL Financial LLCUBS Financial Services Inc.$25005-21-2009
Cynthia Hancock ConnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-26-2014
Jane R ShortMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-28-2012
Joseph Bert FeldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-13-2012
Michael Jay BorzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$25007-01-2011
Deborah Stewart NuttycombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-30-2009
John E SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$25005-29-2009
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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