Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Barnhart ArthurGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15007-31-2009
Angela A. AntonelliRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-15-2016
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$50010-17-2018
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Bonnie Joanne WhitehurstWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$25011-30-2011
Brandon Blake CoveySunTrust Investment Services, Inc.UBS Financial Services Inc.$33009-13-2011
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$50010-04-2016
Brandon Maxwell CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-13-2015
Carl B Dickson Jr.H&R Block Financial Advisors, Inc.UBS Financial Services Inc.$25004-27-2009
Carl Henry ChaputRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10001-03-2014
Charles Belding Oldfield IVWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$82004-30-2009
Charles Donald FellingLPL Financial LLCUBS Financial Services Inc.$25005-21-2009
Christian Todd ComptonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-29-2016
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Christopher Sang HanSecurian Financial Services, Inc.UBS Financial Services Inc.04-06-2009
Curtis Kim FrazeeH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$25003-06-2009
Cynthia Hancock ConnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10011-26-2014
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
David Preston MartinAmeriprise Advisor Services, Inc.UBS Financial Services Inc.$25003-06-2009
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Deborah Stewart NuttycombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-30-2009
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Elizabeth Clark JordanMorgan StanleyUBS Financial Services Inc.02-11-2014
Eric Charles ShowalterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$25002-20-2009
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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