Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Matthew Craig HallBB&T Securities, LLCUBS Financial Services Inc.02-01-2018
Robert Thomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.10-04-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Julian Lawrence ManolioWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-17-2015
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Sheila Dianne BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Thomas Norwood Anderson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.07-02-2014
Elizabeth Clark JordanMorgan StanleyUBS Financial Services Inc.02-11-2014
Fredric Todd MacholzWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-04-2013
George Celestino CabaluWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-27-2013
Travis Hunter ClarkeLPL Financial LLCUBS Financial Services Inc.01-08-2013
Bonnie Joanne WhitehurstWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2011
Joseph Augustine Connor IVConnor Capital Management, LLCUBS Financial Services Inc.01-21-2011
James Edward FriddellMML Investors Services, LLCUBS Financial Services Inc.01-16-2011
Roger Herman Scheffel Jr.Wilbanks, Smith & Thomas Asset Management, LLCUBS Financial Services Inc.11-09-2009
Gary W CollinsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Henry Grady Moore IIIStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
John Michael StoneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Andrew John LewisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.07-31-2009
Charles Donald FellingLPL Financial LLCUBS Financial Services Inc.05-21-2009
Charles Belding Oldfield IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-30-2009
James George StamesOppenheimer & Co. Inc.UBS Financial Services Inc.04-24-2009
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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