Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Edward BloomerAmeriprise Financial Services, LLCUBS Financial Services Inc.08-21-2020
Ross FedeniaAmeriprise Financial Services, LLCUBS Financial Services Inc.08-21-2020
Louis Joseph LukicMorgan StanleyUBS Financial Services Inc.$6006-19-2020
Gregory J HesseMorgan StanleyUBS Financial Services Inc.06-19-2020
Jill Marie StychMorgan StanleyUBS Financial Services Inc.06-19-2020
Michael J KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-16-2020
Cynthia G FarnsworthAmeriprise Financial Services, LLCUBS Financial Services Inc.$25010-01-2019
Thomas Joseph J LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
Donald James PaynterAmeriprise Financial Services, LLCUBS Financial Services Inc.$2511-09-2018
Patricia Carlin AndersonMorgan StanleyUBS Financial Services Inc.06-23-2017
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017
Steven SchenkMorgan StanleyUBS Financial Services Inc.06-23-2017
Thomas Dennis KlugAmeriprise Financial Services, LLCUBS Financial Services Inc.$25005-19-2017
Michael Nimmo Christian Nimmo Rachel NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-28-2017
Michael Orvin NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-28-2017
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-28-2017
Debrah OelkeAmeriprise Financial Services, LLCUBS Financial Services Inc.$11901-13-2017
Debrah Jane OelkeAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2017
Todd J BardenMorgan StanleyUBS Financial Services Inc.$15007-22-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2502-16-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.02-12-2016
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$9809-04-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Jack Robert KellerRaymond James Financial Services, Inc.UBS Financial Services Inc.$5004-16-2015
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-26-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.