Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph J. LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
Patricia Carlin Anderson, Jeffrey Allen Novak, Steven SchenkMorgan StanleyUBS Financial Services Inc.$2506-23-2017
Thomas Dennis KlugAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25505-19-2017
Christian Michael NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$19304-28-2017
Michael Orvin NimmoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-28-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Todd James BardenMorgan StanleyUBS Financial Services Inc.$1407-22-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Scott Evans WhitcombWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-26-2012
Dan Joseph ViolaRBC Capital Markets, LLCUBS Financial Services Inc.$5011-04-2010
Matthew James OttuschWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-08-2010
Donald C. SonsallaRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.07-09-2010
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$2506-30-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Patricia Mary EckertStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Terry Alan Lang Sr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Scott S WebbStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Michael Patrick ToutantStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Mark Anthony RogoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.