A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian D. SearcyKovack Securities Inc.UBS Financial Services Inc.$5005-31-2019
Melanie Martinez McDonaldKovack Securities Inc.UBS Financial Services Inc.$2505-31-2019
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
Glen J. SchwesingerRBC Capital Markets, LLCUBS Financial Services Inc.05-14-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$1005-01-2019
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Eugene Brendan McCarthy IIIKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Mark ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-25-2019
Russell Edwin HermanNational Securities CorporationUBS Financial Services Inc.$10004-10-2019
Timothy Thatcher ClarkWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-10-2019
Thomas Lee GurrentzWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-10-2019
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Dominick John DibonaRaymond James & Associates, Inc.UBS Financial Services Inc.$5003-29-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
Diego Bercianos SartoriWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
David Raymond ParkerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-08-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-01-2019
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Richard Anthony AlbertRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Julian F. Pace Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-22-2019
Leanne ImhofMorgan StanleyUBS Financial Services Inc.02-13-2019
Pamela Monserrat Barrera BarronSafra Securities LLCUBS Financial Services Inc.01-15-2019
Blanca T. SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.