Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Eugene Brendan McCarthy IIIKestra Investment Services, LLCUBS Financial Services Inc.05-01-2019
Mark ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-25-2019
Glen Richard RauchWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.04-05-2019
Robert Custer GenselMorgan StanleyUBS Financial Services Inc.03-29-2019
Dominick John DibonaRaymond James & Associates, Inc.UBS Financial Services Inc.03-29-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.03-29-2019
Diego Bercianos SartoriWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-15-2019
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-22-2019
Leanne ImhofMorgan StanleyUBS Financial Services Inc.02-13-2019
Pamela Monserrat Barrera BarronSafra Securities LLCUBS Financial Services Inc.01-15-2019
Blanca T SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Evan Michael MoskowitzFidelity Brokerage Services LLCUBS Financial Services Inc.12-19-2018
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Ricardo HellmundStelac Advisory Services LLCUBS Financial Services Inc.10-31-2018
Vincent Francis Scorza IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-22-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Owen WilsonBB&T Securities, LLCUBS Financial Services Inc.08-06-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
Carolyn Marie FilaskyLPL Financial LLCUBS Financial Services Inc.$2508-01-2018
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Glen J SchwesingerRBC Capital Markets, LLCUBS Financial Services Inc.$5005-14-2019
Brian Matthew BernhardtAmeriprise Financial Services, LLCUBS Financial Services Inc.$5003-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.