Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Anthony Gerard BoccioUBS Financial Services Inc.UBS Financial Services Inc.06-12-2019
Frank Joseph ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
James Gregory BarrettJ.P. Morgan Securities LLCUBS Financial Services Inc.06-07-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Keith CaparelliMorgan StanleyUBS Financial Services Inc.06-06-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Services Inc.06-04-2019
Kaysian Cavell GordonCommonwealth Financial NetworkUBS Financial Services Inc.$2,00006-03-2019
Andrew BernellCruden Bay Investment Management, LLCUBS Financial Services Inc.06-03-2019
Mike Marcos TavitianUBS Financial Services Inc.UBS Financial Services Inc.06-03-2019
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Richard Alan HagertyAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Christian D. SearcyKovack Securities Inc.UBS Financial Services Inc.$5005-31-2019
Melanie Martinez McDonaldKovack Securities Inc.UBS Financial Services Inc.$2505-31-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.