Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Ana Catalina SmalleyMorgan StanleyUBS Financial Services Inc.05-28-2019
Andrew BernellCruden Bay Investment Management, LLCUBS Financial Services Inc.06-03-2019
Anthony Gerard BoccioUBS Financial Services Inc.UBS Financial Services Inc.06-12-2019
Anthony Vincent SchockRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1003-29-2019
Barbara Jean GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-03-2019
Brett Ian GoldsteinVanderbilt Securities, LLCUBS Financial Services Inc.$5004-26-2019
Brian Edward RathbunRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1003-29-2019
Brian Patrick MulveyMinot Wealth Management LLCUBS Financial Services Inc.05-01-2019
Brian William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$4505-01-2019
Bruce TenenbaumRockefeller Financial LLCUBS Financial Services Inc.05-17-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Christian D. SearcyKovack Securities Inc.UBS Financial Services Inc.$5005-31-2019
Christopher David ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-02-2019
Christopher S. WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Craig Douglas FindleyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00005-09-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Cyriac AbrahamPark Avenue Securities LLCUBS Financial Services Inc.05-23-2019
David Andrew HatzMorgan StanleyUBS Financial Services Inc.$5003-29-2019
David Bret KallenbergRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2019
David HutherPNC InvestmentsUBS Financial Services Inc.05-20-2019
David Walter FenningMorgan StanleyUBS Financial Services Inc.$10005-31-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$1005-01-2019
Dominick John DibonaRaymond James & Associates, Inc.UBS Financial Services Inc.$5003-29-2019
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.