Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Richard Sholes MullenGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
Gregory BoyleGWM Advisors, LLCUBS Financial Services Inc.07-19-2019
Alfonso Luis BonetaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-17-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Jamie Lawrence BaraldiLPL Financial LLCUBS Financial Services Inc.$28007-02-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Vincent Joseph LuongoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3906-28-2019
Michael Eugene HoodWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2506-28-2019
Eric J WernerMorgan StanleyUBS Financial Services Inc.06-25-2019
Robert William RetzloffVenture Visionary Partners LLCUBS Financial Services Inc.06-24-2019
Brian J FunkhouserVenture Visionary Partners LLCUBS Financial Services Inc.06-24-2019
Matthew Mackay KelleherWedbush Securities Inc.UBS Financial Services Inc.$15006-21-2019
John Cothran EllisMorgan StanleyUBS Financial Services Inc.06-21-2019
Fermin John Padilla Jr.Cascade Investment Group, Inc.UBS Financial Services Inc.$5006-20-2019
Julia Marie SkamaryczMorgan StanleyUBS Financial Services Inc.06-20-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.$10006-14-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Frank Joseph ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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