Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-14-2019
Larry A XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Frank J ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
James BarrettJ.P. Morgan Securities LLCUBS Financial Services Inc.06-07-2019
William Francis Gold JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Keith CaparelliMorgan StanleyUBS Financial Services Inc.06-06-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Services Inc.06-04-2019
Andrew BernellCruden Bay Investment Management, LLCUBS Financial Services Inc.06-03-2019
David Walter FenningMorgan StanleyUBS Financial Services Inc.$10005-31-2019
Jules Ronald FreemanAmeriprise Financial Services, LLCUBS Financial Services Inc.$10005-31-2019
Cynthia Lou PennerRBC Capital Markets, LLCUBS Financial Services Inc.$15005-31-2019
Byron Neal FoxRBC Capital Markets, LLCUBS Financial Services Inc.$28205-31-2019
Richard Alan HagertyAmeriprise Financial Services, LLCUBS Financial Services Inc.05-31-2019
Jason Stuart DalenRBC Capital Markets, LLCUBS Financial Services Inc.05-31-2019
Christopher S WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Peter I Isaac MyersRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Edison MartinezAmeriprise Financial Services, LLCUBS Financial Services Inc.05-29-2019
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.