Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Davis, Matthias KuhlmeyHightower AdvisorsUBS Financial Services Inc. Inc.$25011-10-2009
Pamela Rosenau, Dennis PaulHightower AdvisorsUBS Financial Services Inc. Inc.$70005-01-2010
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services Inc. Inc.$55007-01-2010
Mike Deggelman, Chris ParkerHightower AdvisorsUBS Financial Services Inc. Inc.$25010-12-2010
Jeff Leventhal, Evan NowackHightower AdvisorsUBS Financial Services Inc. Inc.$40009-19-2011
David Molnar, Drew NordlichtHightower AdvisorsUBS Financial Services Inc. Inc.$33007-02-2012
Mark KravietzHightower AdvisorsUBS Financial Services Inc. Inc.$30003-22-2013
Peter J. KleinHightower AdvisorsUBS Financial Services Inc. Inc.$21011-08-2013
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services Inc. Inc.$55001-02-2015
Michelle MurrayHightower AdvisorsUBS Financial Services Inc. Inc.$20007-14-2015
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services Inc. Inc.$12504-18-2016
Jake Falcon, Cory BittnerHightower AdvisorsUBS Financial Services Inc. Inc.$26012-05-2016
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services Inc. Inc.$16002-21-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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