Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Mercalde, Tricia MercaldeMorgan StanleyUBS Financial Services Inc. Inc.10-05-2018
Marie H. MurdockMorgan StanleyUBS Financial Services Inc. Inc.12-02-2013
Roxann Romano, Anthony CatalanoMorgan StanleyUBS Financial Services Inc. Inc.03-01-2013
Jason Haberman, Robert Brevetti, William CollinsMorgan StanleyUBS Financial Services Inc. Inc.01-10-2012
Edward Cook, Robert HallMorgan StanleyUBS Financial Services Inc. Inc.09-13-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan StanleyUBS Financial Services Inc. Inc.05-04-2011
Esteban FormosoMorgan StanleyUBS Financial Services Inc. Inc.$8306-14-2011
Robert PhelpsMorgan StanleyUBS Financial Services Inc. Inc.$9010-17-2014
Donna L. MitchellMorgan StanleyUBS Financial Services Inc. Inc.$10010-26-2018
T. Gregory Naples, Chris NapleMorgan StanleyUBS Financial Services Inc. Inc.$10011-15-2011
Arturo Perret-GentilMorgan StanleyUBS Financial Services Inc. Inc.$10706-14-2011
Richard WilsonMorgan StanleyUBS Financial Services Inc. Inc.$11009-16-2014
Blane HammerMorgan StanleyUBS Financial Services Inc. Inc.$12007-03-2012
Randall Ridenour & TeamMorgan StanleyUBS Financial Services Inc. Inc.$12001-26-2010
Phil Hanna, Jr., Brent SternMorgan StanleyUBS Financial Services Inc. Inc.$13005-01-2015
Frank Bagrier, Wes CoyleMorgan StanleyUBS Financial Services Inc. Inc.$13505-02-2012
Jeanne Forkeutis, Frank SalvagniMorgan StanleyUBS Financial Services Inc. Inc.$14311-29-2010
Craig Greenberg, Joseph McDermottMorgan StanleyUBS Financial Services Inc. Inc.$14401-31-2011
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan StanleyUBS Financial Services Inc. Inc.$15105-21-2010
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan StanleyUBS Financial Services Inc. Inc.$15211-03-2011
Mark S. BaileyMorgan StanleyUBS Financial Services Inc. Inc.$16003-11-2010
Daniel Tedesco, Dennis MaddenMorgan StanleyUBS Financial Services Inc. Inc.$16102-14-2014
Theodore S. Coleman Sr., Theodore S. Coleman Jr.Morgan StanleyUBS Financial Services Inc. Inc.$16106-07-2013
Robert SatterfieldMorgan StanleyUBS Financial Services Inc. Inc.$18007-28-2014
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan StanleyUBS Financial Services Inc. Inc.$18411-11-2010
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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