Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services Inc. Inc.11-02-2018
James MedskerWells Fargo AdvisorsUBS Financial Services Inc. Inc.10-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services Inc. Inc.10-26-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services Inc. Inc.$20007-05-2018
Thomas P. Kirwan, Michael Brooks TownsendWells Fargo AdvisorsUBS Financial Services Inc. Inc.$19306-29-2018
Jennifer Arquilla, David ArquillaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$33605-30-2018
Ron Lambke, Louis MontanaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$18005-30-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services Inc. Inc.$21704-06-2018
Scott BowmanWells Fargo AdvisorsUBS Financial Services Inc. Inc.$7209-13-2017
John MillerWells Fargo AdvisorsUBS Financial Services Inc. Inc.$11906-01-2017
Greg BowdenWells Fargo AdvisorsUBS Financial Services Inc. Inc.$5601-10-2016
Gary JamesonWells Fargo AdvisorsUBS Financial Services Inc. Inc.$8009-26-2016
Sanjit Khara, James MarcusWells Fargo AdvisorsUBS Financial Services Inc. Inc.$17309-21-2016
Larry FowlerWells Fargo AdvisorsUBS Financial Services Inc. Inc.$13608-22-2016
John WittWells Fargo AdvisorsUBS Financial Services Inc. Inc.$10706-01-2016
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerWells Fargo AdvisorsUBS Financial Services Inc. Inc.$42603-24-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services Inc. Inc.02-25-2016
Brian J. TerryWells Fargo AdvisorsUBS Financial Services Inc. Inc.$11509-24-2015
Daniel WelkerWells Fargo AdvisorsUBS Financial Services Inc. Inc.$8207-10-2015
Tighe SmithWells Fargo AdvisorsUBS Financial Services Inc. Inc.$10407-02-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services Inc. Inc.$16506-30-2015
Eric MillerWells Fargo AdvisorsUBS Financial Services Inc. Inc.06-17-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services Inc. Inc.$17505-01-2015
Shahmir MoussaviWells Fargo AdvisorsUBS Financial Services Inc. Inc.$12512-05-2014
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services Inc. Inc.$46311-21-2014
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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