Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carla Cristine UlrichherringCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$5005-23-2020
Gregory Frazier ChildressCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Keith Lachabrian CanadyCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$2505-23-2020
William Andrew BowlingCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$5005-23-2020
Gus Miller MaskCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Bismarck Oduro DarkoJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.03-12-2020
Solomon Lee Gee Wah CartierInternational Assets Advisory, LLCUSAA Financial Advisors, Inc.08-15-2019
Jeremy Lynn DriskillJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.07-26-2019
Erin Ashlee BauerJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.12-05-2018
Edward Skinner Jr.NYLIFE Securities LLCUSAA Financial Advisors, Inc.01-24-2018
Jeffrey A. GrimesStone Oak Wealth Management, LLCUSAA Financial Advisors, Inc.12-08-2017
George VargasTD Ameritrade, Inc.USAA Financial Advisors, Inc.11-09-2017
Mark Carlton KoellnerEdward JonesUSAA Financial Advisors, Inc.$1811-03-2017
Jennifer Nicole CarterFisher InvestmentsUSAA Financial Advisors, Inc.10-18-2017
David Paul CatronFrontier Investment Management CoUSAA Financial Advisors, Inc.09-14-2017
Marcos Christopher YturriNationwide Securities, LLCUSAA Financial Advisors, Inc.09-12-2017
Samir Harish PatelLPL Financial LLCUSAA Financial Advisors, Inc.09-06-2017
Jose Miguel MartinezEdward JonesUSAA Financial Advisors, Inc.08-18-2017
Charles Rogers FlournoyAllstate Financial Services, LLCUSAA Financial Advisors, Inc.$1508-04-2017
Jacob Lee FlachMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.07-28-2017
Joseph Bedford James IIIMML Investors Services, LLCUSAA Financial Advisors, Inc.07-19-2017
Jun Michael TangCapital One Investing, LLCUSAA Financial Advisors, Inc.06-29-2017
Bradley Allen PyleEdward JonesUSAA Financial Advisors, Inc.06-23-2017
Jonathan William LennoxIndependent Financial Group, LLCUSAA Financial Advisors, Inc.06-08-2017
David Fraher SeligmanWells Fargo Clearing Services, LLCUSAA Financial Advisors, Inc.05-09-2017
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.