Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Charles CastronuovoUBS Financial Services Inc.Ubs International Inc.02-26-2009
Judy Y.C. LeeUBS Financial Services Inc.Ubs International Inc.$20001-01-2010
Amador Rodriguez Jr.UBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Issam S HijaziUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Bruno Martins MirandaUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Richard A MaserUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Alberto Matias CohenUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Artur Ventura FerreiraUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Michael Rosslyn Blakeborough ClarkUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Osvaldo MachadoUBS Financial Services Inc.Ubs International Inc.$15001-01-2010
Catherine C ChiouUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Connie Hong ChengUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Juan Carlos VazquezUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Manfred M RechtschaffenUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
Paul David CampbellUBS Financial Services Inc.Ubs International Inc.$10001-01-2010
James Joseph SheaUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Henry Julien MullerUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Jose Reyes Araujo Jr.UBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Federico Guillermo SchoenhoferUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Elena LevyUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Hector MenesesUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Danilo B LacayoUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Carlos B. Robert GuadalajaraUBS Financial Services Inc.Ubs International Inc.$5001-01-2010
Diego MoraUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
Steven Xiaoguang SunUBS Financial Services Inc.Ubs International Inc.$2501-01-2010
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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