Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alan GuinnLPL Financial LLCUvest Financial Services Group, Inc.04-23-2012
Jonathan Campbell HoyCommonwealth Financial NetworkUvest Financial Services Group, Inc.$5001-03-2012
William Michael WheltonCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Thomas John DuceyCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Kenneth Charles WattCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Leroy Wesley MilletCommonwealth Financial NetworkUvest Financial Services Group, Inc.01-03-2012
Lorelei Virginia MisenheimerPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
David C. GaskinPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
Michael Glenn HarwoodPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
Lori Michelle FallisRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.11-16-2011
Rachana PuriMML Investors Services, LLCUvest Financial Services Group, Inc.11-11-2011
Lawrence Richard BarbiLPL Financial LLCUvest Financial Services Group, Inc.10-19-2011
Lisa Marie HaushalterLPL Financial LLCUvest Financial Services Group, Inc.$10010-11-2011
Carol Ann TartagliaLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Tyrus Lamar PendergrassLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Thomas Silvio VitalettiLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Douglas Lee HartzLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Eli Guralnick MeyerLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Terry Lynn DillonLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Jason Michael GiordanoLPL Financial LLCUvest Financial Services Group, Inc.$5010-11-2011
Rainer Rudi HohlbeinLPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Robert Thomas Cosentino Jr.LPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Kevin Charles FretzLPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Trisha HowseLPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
Harry E. Chapin Jr.LPL Financial LLCUvest Financial Services Group, Inc.$2510-11-2011
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Showing 1 to 25 of 270 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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