Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Kazuo ArakawaWaddell & ReedUvest Financial Services Group, Inc.08-03-2011
Susan LyleSorrento Pacific Financial, LLCUvest Financial Services Group, Inc.05-18-2011
Joanna Sevilla GustiloU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.05-02-2011
Gerald Robert CorralMerrill Lynch, Pierce, Fenner & Smith IncorporatedUvest Financial Services Group, Inc.02-02-2011
Leanne Kim SkellyU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.12-31-2010
Angela Z. BakerWoodbury Financial Services, Inc.Uvest Financial Services Group, Inc.$1003-10-2010
David Edward KunoldChase Investment Services Corp.Uvest Financial Services Group, Inc.02-26-2010
Peng Heng TayState Farm VP Management Corp.Uvest Financial Services Group, Inc.02-23-2009

Showing 1 to 8 of 8 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.