Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lynn LoflinRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-01-2011
Angela Harrell FutrellInfinex Investments, Inc.Uvest Financial Services Group, Inc.09-06-2011
Bryon Mecrey BrustLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Christine Cannarsa ArcherLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Christopher Ryan HorneLPL Financial LLCUvest Financial Services Group, Inc.$2507-05-2011
Corey Davis QuattlebaumInfinex Investments, Inc.Uvest Financial Services Group, Inc.$2509-06-2011
David Alan HattonLPL Financial LLCUvest Financial Services Group, Inc.$2511-02-2010
David C. GaskinPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
Dennis Wayne Grinestaff Jr.LPL Financial LLCUvest Financial Services Group, Inc.01-22-2009
Eric J SchefflerLPL Financial LLCUvest Financial Services Group, Inc.06-14-2010
Frank Cleveland Jones Jr.Infinex Investments, Inc.Uvest Financial Services Group, Inc.$1009-06-2011
Howell Gregory FergusonLPL Financial LLCUvest Financial Services Group, Inc.03-05-2010
Janice HoxseyLPL Financial LLCUvest Financial Services Group, Inc.11-09-2009
Joel Edwin GodbyLPL Financial LLCUvest Financial Services Group, Inc.02-02-2010
Joey D. LundryLPL Financial LLCUvest Financial Services Group, Inc.$2511-02-2010
John Edward DawsonLPL Financial LLCUvest Financial Services Group, Inc.$5007-05-2011
Julie Ann HefnerLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Kristen Ann VitaleLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Lorelei Virginia MisenheimerPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
Michael Glenn HarwoodPrivate Client Services, LLCUvest Financial Services Group, Inc.11-21-2011
Michael William KruchtenLPL Financial LLCUvest Financial Services Group, Inc.$5011-02-2010
Rickey Dale HughesInfinex Investments, Inc.Uvest Financial Services Group, Inc.$1009-06-2011
Robert Geoffrey StenzelLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Robert Shane McLamoreLPL Financial LLCUvest Financial Services Group, Inc.11-02-2010
Roberta K. DawsonFirst Citizens Investor Services, Inc.Uvest Financial Services Group, Inc.02-02-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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