Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David GreearAXA Advisors, LLCVALIC Financial Advisors, Inc.$107-16-2018
Robert Alan WellsLPL Financial LLCVALIC Financial Advisors, Inc.06-07-2017
Tucker Vincent BraddockKeel Point Capital, LLCVALIC Financial Advisors, Inc.$15001-27-2017
Augustus Dean AnninosSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.09-26-2016
Brian Michael SchwabWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.08-04-2016
Mario Roberto OrozcoNYLIFE Securities LLCVALIC Financial Advisors, Inc.09-30-2014
Thomas H CarlsonSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.07-28-2014
Roland Touzeau MartinSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.07-21-2014
Kevin F MeserveVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$2505-15-2014
Amy C GrievesMorgan StanleyVALIC Financial Advisors, Inc.04-07-2014
John David WiedmaierWFG INVESTMENTS, INC.VALIC Financial Advisors, Inc.03-31-2014
Nehalkumar Rohitkumar ThakerVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.01-24-2014
Blair Keith BryantWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.10-08-2012
Joel W StiffWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.$1,00010-08-2012
Danielle Byrd ThompsonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-03-2012
Cathy Renea McreynoldsPFS Investments Inc.VALIC Financial Advisors, Inc.07-18-2012
Marshall Quinn ArmstrongFirst Citizens Investor Services, Inc.VALIC Financial Advisors, Inc.06-01-2011
Brian Carl JonesWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.10-13-2010
James Michael LaneveLaneve Financial Guidance LLCVALIC Financial Advisors, Inc.03-08-2010
William Brook WescottRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.02-22-2010
Daniel Scott HughesWFG Investments, Inc.VALIC Financial Advisors, Inc.05-01-2009

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.