Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David DawsonLPL FinancialVSR Financial Services$20008-18-2016
Kelley Donovan, Forrest RossLPL FinancialVSR Financial Services$40008-18-2016
Lisa Allen, Mikiel FeatherstonCalton & AssociatesVSR Financial Services$8008-15-2016
Jim Kennedy, Aaron Kennedy, Angela Robinson, Bret RobinsonCalton & AssociatesVSR Financial Services$10008-01-2016
Kathleen LaurinLPL FinancialVSR Financial Services$10507-29-2016
Edward JonaitisLPL FinancialVSR Financial Services$9707-22-2016
Matthew Brown, Michael BrownLPL FinancialVSR Financial Services$35007-22-2016
Bradley FoosCalton & AssociatesVSR Financial Services$10007-01-2016
Brigid MulroyCalton & AssociatesVSR Financial Services$5007-01-2016
MF Long IICalton & AssociatesVSR Financial Services$6007-01-2016
Sharon AlmeidaCalton & AssociatesVSR Financial Services$6007-01-2016
Richard E. Lloyd Jr., Richard E Lloyd III, Mary CofranHighPoint Planning PartnersVSR Financial Services$5709-30-2014
Thomas Besselman, Matt Heinz, Todd GuerinKestra FinancialVSR Financial Services$10001-09-2013
Charles HartAmeriprise FinancialVSR Financial Services$11403-30-2012
Allan RaubAmeriprise FinancialVSR Financial Services$10511-09-2011
Legacy Wealth Management GroupProspera Financial ServicesVSR Financial Services$13110-07-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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