Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Albert Samuel Dalby Jr.Vantage Advisors, LLCVanguard Marketing Corporation05-22-2019
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Andrew James MasonTD Ameritrade Investment Management, LLCVanguard Marketing Corporation03-06-2019
Andrew Joseph CrowellWells Fargo Clearing Services, LLCVanguard Marketing Corporation11-26-2018
Andrew Wheeler OmalleyPNC InvestmentsVanguard Marketing Corporation09-20-2013
Ann Catherine KavanaughAmerican Portfolios Financial Services, Inc.Vanguard Marketing Corporation03-30-2015
Anna Teresa PescoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation05-20-2013
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Ashley Elizabeth HamiltonBancWest Investment Services, Inc.Vanguard Marketing Corporation02-12-2019
Bernard Dillard IIMorgan StanleyVanguard Marketing Corporation08-20-2015
Brian S. QuinnEdward JonesVanguard Marketing Corporation11-28-2016
Bruce D. Ward Jr.United Capital Financial AdvisersVanguard Marketing Corporation03-22-2017
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Carey S. McCradyCSM Financial PlanningVanguard Marketing Corporation01-01-2017
Chase Bradley MillerMorgan StanleyVanguard Marketing Corporation03-20-2018
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
David Alan BrooksMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-21-2012
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Showing 1 to 25 of 134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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