Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley Elizabeth HamiltonBancWest Investment Services, Inc.Vanguard Marketing Corporation02-12-2019
Ernesto Ivan RodriguezBancWest Investment Services, Inc.Vanguard Marketing Corporation08-31-2018
Carey S. McCradyCSM Financial PlanningVanguard Marketing Corporation01-01-2017
Eric Jeffrey TanitaFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation11-02-2017
Luigi DeroseFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-16-2016
William Grady McElroyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation05-13-2016
Lauren Elizabeth GodfreyFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation03-22-2016
David Michael EldridgeFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation01-09-2016
Oscar Hernandez Jr.Financial Engines Advisors L.L.C.Vanguard Marketing Corporation12-04-2015
Robert Nooch FitzpatrickFinancial Engines Advisors L.L.C.Vanguard Marketing Corporation04-30-2014
Kevin P LundMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation09-27-2016
Louis C. StradlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation08-13-2015
Junaid Ahmad MirzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation07-24-2015
Laci Hanabah DavisMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher Dale Anders SolomonMorgan StanleyVanguard Marketing Corporation04-09-2019
Christopher James AngerMorgan StanleyVanguard Marketing Corporation04-08-2019
Olivia Courtney WeinMorgan StanleyVanguard Marketing Corporation04-05-2019
Kyle Thomas PodgurskiMorgan StanleyVanguard Marketing Corporation04-04-2019
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Dylan Cheyanne CooperMorgan StanleyVanguard Marketing Corporation08-02-2018
Michael Scott VantuskoMorgan StanleyVanguard Marketing Corporation09-13-2013
William Barnett NewmanNewman's Financial PlanningVanguard Marketing Corporation02-09-2016
Matthew D. LambertNext Financial Group, Inc.Vanguard Marketing Corporation02-03-2016
Zachary C. HammRaymond James & Associates, Inc.Vanguard Marketing Corporation07-18-2018
Gregory James KraemerRBC Capital Markets, LLCVanguard Marketing Corporation11-21-2016
Next Page »

Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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