Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Brandon EmmingerGreenway Wealth Advisors, LLCVanguard Marketing Corporation11-27-2018
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Sean Wilburn PowleyUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
Michael Andrew SellersSA Stone Wealth Management Inc.Vanguard Marketing Corporation10-20-2017
Elliott Winfred MccownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Shawn Michael WhiteUBS Financial Services Inc.Vanguard Marketing Corporation10-06-2017
Matthew James WilliamsPNC InvestmentsVanguard Marketing Corporation08-18-2017
Jonathan Richard DunnUBS Financial Services Inc.Vanguard Marketing Corporation07-27-2017
Lisa Marise GreenMorgan StanleyVanguard Marketing Corporation03-13-2017
Mehul Mahesh ShahLPL Financial LLCVanguard Marketing Corporation03-16-2016
Maria A NaranjoMorgan StanleyVanguard Marketing Corporation02-12-2016
Robert Joel JonesInvestor Advisory GroupVanguard Marketing Corporation02-10-2016
Yolanda Fay WilsonLPL Financial LLCVanguard Marketing Corporation01-19-2016
Emily BosterCetera Advisor Networks LLCVanguard Marketing Corporation01-04-2016
Gregory Hampton JudgeUBS Financial Services Inc.Vanguard Marketing Corporation12-07-2015
Scott Douglas BurgessUBS Financial Services Inc.Vanguard Marketing Corporation12-03-2015
Sterling Davide SamsMetLife Securities Inc.Vanguard Marketing Corporation11-12-2015
Kathryn NusbaumRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation09-22-2015
Kevin Michael Doyle Jr.AXA Advisors, LLCVanguard Marketing Corporation08-17-2015
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation$107-21-2015
William Farley O'BrienUBS Financial Services Inc.Vanguard Marketing Corporation06-09-2015
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Joseph Weston NortonFirst Citizens Investor Services, Inc.Vanguard Marketing Corporation11-12-2014
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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