Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brian MostellerUBS Financial Services Inc.Vanguard Marketing Corporation05-07-2018
Aaron Nii Lante TawiahUBS Financial Services Inc.Vanguard Marketing Corporation08-20-2018
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Adam Jamil ShayebUBS Financial Services Inc.Vanguard Marketing Corporation11-17-2014
Alejandro LunaUBS Financial Services Inc.Vanguard Marketing Corporation09-26-2018
Alex K. SuggsUBS Financial Services Inc.Vanguard Marketing Corporation04-16-2019
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Andrew Richard HarppTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation11-26-2012
Bradley Samuel SmithUBS Financial Services Inc.Vanguard Marketing Corporation01-14-2020
Browning Scott SandersonNorthwestern Mutual Investment Services, LLCVanguard Marketing Corporation10-07-2014
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Candace Branham St JohnLPL Financial LLCVanguard Marketing Corporation02-07-2014
Christopher James HoldenTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation09-10-2012
Chukwuemeka OnyiaTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation03-14-2016
Clifford Elijah Hamrick IVEdward JonesVanguard Marketing Corporation10-20-2014
Daniel HerreraUBS Financial Services Inc.Vanguard Marketing Corporation09-19-2018
Daniel L. BrownTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation02-23-2016
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Dante Estefan BerryUBS Financial Services Inc.Vanguard Marketing Corporation10-16-2018
David Everett SponslerMetLife Securities Inc.Vanguard Marketing Corporation10-29-2013
Elizabeth Kenton BrownFidelity Brokerage Services LLCVanguard Marketing Corporation02-24-2015
Elliott Winfred McCownUBS Financial Services Inc.Vanguard Marketing Corporation10-13-2017
Emillian Amalachukwu UdekigboWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-24-2018
Emily Kristen BosterCetera Advisor Networks LLCVanguard Marketing Corporation01-04-2016
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.