Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Mark Edward WrenSecurities Service Network, LLCVoya Financial Advisors, Inc.$104-02-2019
Wai CheungCetera Financial Specialists LLCVoya Financial Advisors, Inc.$101-15-2019
Harold James KlumbachTFS Securities, Inc.Voya Financial Advisors, Inc.01-02-2019
Strawford H Dees IVLPL Financial LLCVoya Financial Advisors, Inc.$1512-19-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Ronald Jason PayneNext Financial Group, Inc.Voya Financial Advisors, Inc.11-21-2018
Timothy E. TarantoSecurities America, Inc.Voya Financial Advisors, Inc.11-15-2018
Jeffrey Sean McgoughLPL Financial LLCVoya Financial Advisors, Inc.$10010-30-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.$110-01-2018
Ellis Gerald Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.09-28-2018
Gregory Michael SmithAllstate Financial Services, LLCVoya Financial Advisors, Inc.$2509-26-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Vineet Kumar GoyalCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Todd Allan ThibodeauSantander Securities LLCVoya Financial Advisors, Inc.08-24-2018
Kalyan George RamanCentaurus Financial, Inc.Voya Financial Advisors, Inc.$2508-21-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
James Ernest JolyCantella & Co., Inc.Voya Financial Advisors, Inc.$5007-28-2018
Rebecca Ruth GoeringThe Leaders Group, Inc.Voya Financial Advisors, Inc.07-23-2018
Barry Randal WiskirchenCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5007-18-2018
Jason D HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
Kevin Lee KloecklUSA Financial Securities CorporationVoya Financial Advisors, Inc.$107-16-2018
Graham William JepsenSummit Brokerage Services, Inc.Voya Financial Advisors, Inc.06-25-2018
Fahad HasanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5006-20-2018
Ryan Michael GouldsbarryHazard & Siegel, Inc.Voya Financial Advisors, Inc.06-16-2018
Next Page »

Showing 1 to 25 of 715 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.