Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Grant WempleMutual of Omaha Investor Services, Inc.Voya Financial Advisors, Inc.04-09-2020
Kristina DraperPruco Securities, LLC.Voya Financial Advisors, Inc.04-07-2020
James ZahakosLPL Financial LLCVoya Financial Advisors, Inc.03-31-2020
Daniel Joshua WeissSummit Financial Group IncVoya Financial Advisors, Inc.$2503-26-2020
Alec J. WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Craig Michael BruningRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.03-16-2020
John Fielding Crigler IIIJRL Capital CorporationVoya Financial Advisors, Inc.03-13-2020
Chad Andrew WaltonKovack Securities Inc.Voya Financial Advisors, Inc.03-13-2020
Wesley Stiles FriersonTriad Advisors LLCVoya Financial Advisors, Inc.$5002-21-2020
Lynn Henry WoodLPL Financial LLCVoya Financial Advisors, Inc.$5002-18-2020
David Allen KoetjeCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2502-18-2020
Joshua David KoetjeCambridge Investment Research, Inc.Voya Financial Advisors, Inc.02-18-2020
John Thomas KeeneyProEquities, Inc.Voya Financial Advisors, Inc.02-14-2020
Douglas Karl EverettAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.02-07-2020
Aaron Justin GoreAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Jamie Frances ReebAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.02-07-2020
Willard Edward GombertBrokers International Financial Services, LLC.Voya Financial Advisors, Inc.$502-06-2020
Pamela A. Sauls SoldoVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.01-27-2020
Justin Dakota ChandlerKingsMark Private Financial Advisors, LLCVoya Financial Advisors, Inc.01-23-2020
Kathleen Ann LarouereSimplicity WealthVoya Financial Advisors, Inc.01-10-2020
Steven Alan FosterLPL Financial LLCVoya Financial Advisors, Inc.01-06-2020
Christopher James TortoraPark Avenue Securities LLCVoya Financial Advisors, Inc.$2501-06-2020
Jeffrey Charles ReynoldsVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.01-03-2020
Stefan Nabih SabbaghAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.01-03-2020
Robert Joseph SmithIntegrated Financial Solutions, PLLCVoya Financial Advisors, Inc.12-20-2019
Next Page »

Showing 1 to 25 of 984 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.