Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Baldwin Bill Langdon Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
William Cahill Terrence Cahill Andy Bauer Carl Cieplinski Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$9508-04-2017
David Fowler Charles Helm Edward Herrera Diane WhittLPL Financial LLCVoya Financial Advisors, Inc.$15011-18-2016
Brent Barth William MorrisonLPL Financial LLCVoya Financial Advisors, Inc.$6211-16-2016
Daniel TapiaLPL Financial LLCVoya Financial Advisors, Inc.$8508-25-2016
Todd Slingerland Adam NearyLPL Financial LLCVoya Financial Advisors, Inc.$65008-19-2016
Michael GarofaloAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$7504-29-2016
Joyce Thomas Julie Shen June HungIndependent Financial Group, LLCVoya Financial Advisors, Inc.$30010-12-2015
Melinda L OlbertInvestors Capital Corp.Voya Financial Advisors, Inc.$12001-02-2014
Gitterman AssociatesTriad Advisors LLCVoya Financial Advisors, Inc.$70007-19-2010
Steven LittenbergNational Securities CorporationVoya Financial Advisors, Inc.$7006-11-2010
Don P Ferguson JrCapital Investment Co.Voya Financial Advisors, Inc.$15505-19-2014
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Jeffrey Scott MummaLPL Financial LLCVoya Financial Advisors, Inc.09-25-2020
Nancy Jo McMillanSecurities America, Inc.Voya Financial Advisors, Inc.$5009-14-2020
Donald Eugene OlivettEquitable Advisors, LLCVoya Financial Advisors, Inc.$2509-14-2020
Brett Taylor McMillanSecurities America, Inc.Voya Financial Advisors, Inc.09-14-2020
Adam Christopher HalmLPL Financial LLCVoya Financial Advisors, Inc.$2509-11-2020
Brett Matthew NelsonAdvicePeriod, LLCVoya Financial Advisors, Inc.09-10-2020
Renda R Reese-DavisSecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Renita Marie DickSecurities America, Inc.Voya Financial Advisors, Inc.$5009-02-2020
David Dick IISecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Peter G LucierSecurities America, Inc.Voya Financial Advisors, Inc.$2508-28-2020
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Showing 1 to 25 of 694 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.