Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Anthony SellasNational Retirement Plan Services, Inc.Voya Financial Advisors, Inc.01-02-2009
Scott Roy LindstromFortune Financial Services, Inc.Voya Financial Advisors, Inc.$5001-13-2009
David Lee GreeneUSA Financial Securities CorporationVoya Financial Advisors, Inc.$1403-20-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.$2504-01-2009
Arthur Clay Nicodemus IIIMadison Avenue Securities, LLCVoya Financial Advisors, Inc.04-13-2009
Jonathan David StewartMoney Concepts Capital CorpVoya Financial Advisors, Inc.07-13-2009
Gerald Joseph ButtsMoney Concepts Capital CorpVoya Financial Advisors, Inc.$2507-14-2009
Joel McKeeverFBL Marketing Services, LLCVoya Financial Advisors, Inc.07-25-2009
Denver Lee Nelson JrSigma Financial CorporationVoya Financial Advisors, Inc.$5007-31-2009
Peter Michael FrikkerInfinex Investments, Inc.Voya Financial Advisors, Inc.09-24-2009
Diana Anita ChernofskyChernofsky FinancialVoya Financial Advisors, Inc.09-24-2009
Oren D CohenCrown Capital Securities, L.P.Voya Financial Advisors, Inc.10-07-2009
Roger Allen LintnerFirst Heartland Capital, Inc.Voya Financial Advisors, Inc.10-29-2009
Lee Ann WilsonBrokers International Financial Services, LLC.Voya Financial Advisors, Inc.$2511-18-2009
Anthony DepasqualeElysien Private WealthVoya Financial Advisors, Inc.12-16-2009
Robert Andrew HopperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Ellis Eugene GrossnickleCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
David Richard TruskeyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
Scott Allan DerrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Steven Roger SansonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Scott Owen BombeckCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Daniel Joseph BrixiusCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Joseph Anthony CooperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
William Joseph WeikartWeikart Advisory Services LLCVoya Financial Advisors, Inc.$1001-11-2010
Andy Daw Chyow YuNI AdvisorsVoya Financial Advisors, Inc.01-12-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.