Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Anthony SellasNational Retirement Plan Services, Inc.Voya Financial Advisors, Inc.01-02-2009
Marcus Whitney MagersPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.01-02-2009
Wing Chung YipHSBC Securities (USA) Inc.Voya Financial Advisors, Inc.$101-06-2009
Scott Roy LindstromFortune Financial Services, Inc.Voya Financial Advisors, Inc.$5001-13-2009
Michael Christopher WaliSII Investments, Inc.Voya Financial Advisors, Inc.01-15-2009
Luke Tien-Lu TungAXA Advisors, LLCVoya Financial Advisors, Inc.02-01-2009
Kevin Hiroya IshijimaAXA Advisors, LLCVoya Financial Advisors, Inc.03-04-2009
David Lee GreeneUSA Financial Securities CorporationVoya Financial Advisors, Inc.$1403-20-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.$2504-01-2009
Simon Michel JosephAXA Advisors, LLCVoya Financial Advisors, Inc.05-20-2009
Lowell Allen NelsonLPL Financial LLCVoya Financial Advisors, Inc.06-12-2009
Jonathan David StewartMoney Concepts Capital CorpVoya Financial Advisors, Inc.$107-13-2009
Gerald Joseph ButtsMoney Concepts Capital CorpVoya Financial Advisors, Inc.$2507-14-2009
Thomas Allen ForsytheCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-17-2009
Joel MckeeverFBL Marketing Services, LLCVoya Financial Advisors, Inc.07-25-2009
Denver Lee Nelson Jr.Sigma Financial CorporationVoya Financial Advisors, Inc.$5007-31-2009
James Patrick WayneSigma Financial CorporationVoya Financial Advisors, Inc.$108-18-2009
Andrew Jon GalyAXA Advisors, LLCVoya Financial Advisors, Inc.09-09-2009
Diana Anita ChernofskyChernofsky FinancialVoya Financial Advisors, Inc.09-24-2009
Peter Michael FrikkerInfinex Investments, Inc.Voya Financial Advisors, Inc.09-24-2009
David Lee GawneH. Beck, Inc.Voya Financial Advisors, Inc.10-01-2009
Oren David CohenCrown Capital Securities, L.P.Voya Financial Advisors, Inc.10-07-2009
Roger Allen LintnerFirst Heartland Capital, Inc.Voya Financial Advisors, Inc.$110-29-2009
Gwendolyn Sue O'ConnellJ.P. Turner & Company, L.L.C.Voya Financial Advisors, Inc.11-01-2009
Kazia Janiell BekinsLPL Financial LLCVoya Financial Advisors, Inc.11-02-2009
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Showing 1 to 25 of 715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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