Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Justin GoreAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Aaron Michael VincentCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-28-2020
Aaron Phleet PriceMadison Avenue Securities, LLCVoya Financial Advisors, Inc.$2502-10-2017
Adam Christopher HalmLPL Financial LLCVoya Financial Advisors, Inc.$2509-11-2020
Adam Fletcher GriffithsCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10006-24-2020
Adam GladstoneLPL Financial LLCVoya Financial Advisors, Inc.12-08-2016
Adam Gordon O HareCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2508-27-2020
Adam James OlsonPackerland Brokerage Services, Inc.Voya Financial Advisors, Inc.$5008-01-2016
Adam KnaustLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Adam Mark NearyLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Adam Scott PeltzmanMutual Securities, Inc.Voya Financial Advisors, Inc.$2506-15-2017
Adam Troy BerlinKovack Securities Inc.Voya Financial Advisors, Inc.$2506-05-2014
Adam Tyler CostarellaAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.11-26-2018
Adrian A VaughnPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Adrian Fernando DoddsRaymond James & Associates, Inc.Voya Financial Advisors, Inc.11-13-2014
Ahmad AbdoPruco Securities, LLC.Voya Financial Advisors, Inc.12-13-2018
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Alaric E GothPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-04-2014
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Alec J WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Alexis Steffanie ResnickEquitable Advisors, LLCVoya Financial Advisors, Inc.01-04-2012
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.01-27-2017
Alicia J RauschCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-29-2020
Andrea Bates McGrathMML Investors Services, LLCVoya Financial Advisors, Inc.$5007-17-2019
Andrea June ZoellerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
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Showing 1 to 25 of 694 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.