Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika A Van LingenSantander Securities LLCVoya Financial Advisors, Inc.06-24-2019
David Michael McMahonEdward JonesVoya Financial Advisors, Inc.06-24-2019
Robert Nelson HamiltonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-21-2019
Michael John DiotaleviCitizens Securities, Inc.Voya Financial Advisors, Inc.06-03-2019
Brandi Lyde WhitfieldGWN Securities Inc.Voya Financial Advisors, Inc.06-03-2019
Odoll Van Williams Jr.GWN Securities Inc.Voya Financial Advisors, Inc.05-21-2019
William Brian MolloyNewbridge Securities CorporationVoya Financial Advisors, Inc.05-15-2019
Paul Gerard ConlonCitizens Securities, Inc.Voya Financial Advisors, Inc.04-29-2019
Carolyn Elaine GarofaloAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.04-05-2019
Mark Edward WrenSecurities Service Network, LLCVoya Financial Advisors, Inc.04-02-2019
Kalyan JampalaEquity Services, Inc.Voya Financial Advisors, Inc.02-07-2019
Nicholas BorkowskiLincoln InvestmentVoya Financial Advisors, Inc.01-17-2019
Wai CheungCetera Financial Specialists LLCVoya Financial Advisors, Inc.01-15-2019
Harold James KlumbachTFS Securities, Inc.Voya Financial Advisors, Inc.01-02-2019
Strawford Hale Dees IVLPL Financial LLCVoya Financial Advisors, Inc.12-19-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Ronald Jason PayneNext Financial Group, Inc.Voya Financial Advisors, Inc.11-21-2018
Timothy E. TarantoSecurities America, Inc.Voya Financial Advisors, Inc.11-15-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
Ellis Gerald Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.09-28-2018
Bryan Charles BradfordCetera Advisor Networks LLCVoya Financial Advisors, Inc.09-19-2018
Jonathan Ryan WileyArch Global Advisors, LLCVoya Financial Advisors, Inc.09-05-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Brendon O MooreLPL Financial LLCVoya Financial Advisors, Inc.08-31-2018
Dawn Marie MazzolaLincoln Financial Advisors CorporationVoya Financial Advisors, Inc.08-24-2018
Next Page »

Showing 1 to 25 of 435 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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