Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albin Mauritz LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.01-27-2017
Andrew Whitten MiddletonSecurities America, Inc.Voya Financial Advisors, Inc.06-22-2020
Brett Charles DeuthSecurities America, Inc.Voya Financial Advisors, Inc.$2506-10-2020
Brett Taylor McMillanSecurities America, Inc.Voya Financial Advisors, Inc.09-14-2020
Brian Keith PerleySecurities America, Inc.Voya Financial Advisors, Inc.$5006-10-2020
Carole Helene McNicholSecurities America, Inc.Voya Financial Advisors, Inc.06-26-2020
Christine Marie BrookinsSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
Connie Ann Van OrnumSecurities America, Inc.Voya Financial Advisors, Inc.$5011-28-2014
Cynthia Ann GettelSecurities America, Inc.Voya Financial Advisors, Inc.$10006-10-2020
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
David Dick IISecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Donna Sue Littrel BarnardSecurities America, Inc.Voya Financial Advisors, Inc.07-25-2017
James Thomas HanlonSecurities America, Inc.Voya Financial Advisors, Inc.$2506-26-2020
Jason Matthew LinderSecurities America, Inc.Voya Financial Advisors, Inc.04-30-2018
Jeffrey J EnglertSecurities America, Inc.Voya Financial Advisors, Inc.$5008-14-2020
Jeffrey Raymond JacobsonSecurities America, Inc.Voya Financial Advisors, Inc.05-07-2020
Jennifer Lee KritzSecurities America, Inc.Voya Financial Advisors, Inc.$5006-01-2020
John Brock McClainSecurities America, Inc.Voya Financial Advisors, Inc.06-10-2020
Julie Conrad NajiSecurities America, Inc.Voya Financial Advisors, Inc.06-30-2020
Lisa Ann LeonardSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
Nancy Jo McMillanSecurities America, Inc.Voya Financial Advisors, Inc.$5009-14-2020
Nancy Lee BidrowskiSecurities America, Inc.Voya Financial Advisors, Inc.$5006-08-2020
Natali B BohmSecurities America, Inc.Voya Financial Advisors, Inc.05-13-2020
Patrick Charles GorkowSecurities America, Inc.Voya Financial Advisors, Inc.12-10-2014
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.