Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Alan ArnerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5002-01-2019
Bryan Charles BradfordCetera Advisor Networks LLCVoya Financial Advisors, Inc.09-19-2018
Erin Mccullough NordlohRaymond James & Associates, Inc.Voya Financial Advisors, Inc.12-22-2017
Theresa Ann ShermanSecurian Financial Services, Inc.Voya Financial Advisors, Inc.10-24-2016
Stephen George LakotishHD Vest Investment ServicesVoya Financial Advisors, Inc.07-28-2015
Keli Anthony Kaonohiokala AloMML Investors Services, LLCVoya Financial Advisors, Inc.07-21-2015
Rhonda Lyn TroszakSecurian Financial Services, Inc.Voya Financial Advisors, Inc.10-18-2012
Bruce Joseph FalconThe O.N. Equity Sales CompanyVoya Financial Advisors, Inc.04-10-2012
David Rene MercierSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Anthony Joseph MattarSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Dennis Richard MarburgerSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Michael David ThomasFSC Securities CorporationVoya Financial Advisors, Inc.11-08-2010
Gary Lee BryantParkland Securities, LLCVoya Financial Advisors, Inc.04-01-2010
James Patrick WayneSigma Financial CorporationVoya Financial Advisors, Inc.08-18-2009
David Lee GreeneUSA Financial Securities CorporationVoya Financial Advisors, Inc.$1003-20-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.