Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melinda L OlbertInvestors Capital Corp.Voya Financial Advisors, Inc.$12001-02-2014
Renda R Reese-DavisSecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Renita Marie DickSecurities America, Inc.Voya Financial Advisors, Inc.$5009-02-2020
David Dick IISecurities America, Inc.Voya Financial Advisors, Inc.09-02-2020
Paul Eugene GustafsonAdvisory Services NetworkVoya Financial Advisors, Inc.07-08-2019
Jeremy GustafsonAdvisory Services NetworkVoya Financial Advisors, Inc.05-01-2019
David Scott WilsonInternational Assets Investment Management, LLCVoya Financial Advisors, Inc.$1010-25-2017
Steven Ross ConkinWoodbury Financial Services, Inc.Voya Financial Advisors, Inc.10-12-2017
Sally Ann DavisAmerican Fidelity Securities, Inc.Voya Financial Advisors, Inc.09-23-2017
Stephen John GrothjanMoney Concepts Capital CorpVoya Financial Advisors, Inc.$2202-14-2014
Millard Lee StewartUSA Financial Securities CorporationVoya Financial Advisors, Inc.$4107-09-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.