Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lyndsey BerryAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$1,00007-06-2017
Samuel Mayer BrintAvantax Investment Services, Inc.Voya Financial Advisors, Inc.11-30-2016
Robert Carl MartzBCG Securities, Inc.Voya Financial Advisors, Inc.08-14-2017
James Scott Arnold JrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5007-17-2020
John Franklin Keene JrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$3007-17-2020
Joseph James FauxCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10007-17-2020
Darla D WiseCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-17-2020
William Joseph Mauro SrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$10011-16-2017
Michael V MauroCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2511-16-2017
Robert Andrew HopperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Ellis Eugene GrossnickleCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
David Richard TruskeyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
Scott Allan DerrCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Steven Roger SansonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Scott Owen BombeckCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Daniel Joseph BrixiusCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Joseph Anthony CooperCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Jonathan Billings WickerCapital AnalystsVoya Financial Advisors, Inc.$2508-02-2017
Avi KantorCertior Financial Group, LLCVoya Financial Advisors, Inc.11-02-2016
Gary Phillip GallagherCertior Financial Group, LLCVoya Financial Advisors, Inc.$11111-01-2016
Patrick K HansenCertior Financial Group, LLCVoya Financial Advisors, Inc.11-01-2016
Janel Marie CrossCommonwealth Financial NetworkVoya Financial Advisors, Inc.01-03-2012
Donald Eugene OlivettEquitable Advisors, LLCVoya Financial Advisors, Inc.$2509-14-2020
Michael Justin WolfeEquitable Advisors, LLCVoya Financial Advisors, Inc.11-05-2014
Kalyan JampalaEquity Services, Inc.Voya Financial Advisors, Inc.02-07-2019
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.