Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam GladstoneLPL Financial LLCVoya Financial Advisors, Inc.12-08-2016
Adam Scott PeltzmanMutual Securities, Inc.Voya Financial Advisors, Inc.$21406-15-2017
Alec J. WeissSummit Financial Group IncVoya Financial Advisors, Inc.03-26-2020
Andrew C HarrisCommonwealth Financial NetworkVoya Financial Advisors, Inc.$5009-18-2015
Ashley Brian VarnerH. Beck, Inc.Voya Financial Advisors, Inc.$2502-13-2013
Avi KantorCertior Financial Group, LLCVoya Financial Advisors, Inc.11-02-2016
Christine Marie BrookinsSecurities America, Inc.Voya Financial Advisors, Inc.$2505-07-2020
Craig Arthur JoncasMid Atlantic Capital CorporationVoya Financial Advisors, Inc.04-16-2014
Daniel Alan FahringerPruco Securities, LLC.Voya Financial Advisors, Inc.02-04-2013
Daniel Joseph BrixiusCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Daniel Joshua WeissSummit Financial Group IncVoya Financial Advisors, Inc.$2503-26-2020
Daniel Joshua WeissVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.11-30-2011
Darren Vincent PattonAllstate Financial Services, LLCVoya Financial Advisors, Inc.12-18-2018
Darryl Scott BenfieldLPL Financial LLCVoya Financial Advisors, Inc.$2511-30-2012
David Jason GarberWells Fargo Advisors Financial Network, LLCVoya Financial Advisors, Inc.$2502-18-2011
David Joseph TushinghamLPL Financial LLCVoya Financial Advisors, Inc.05-14-2013
David Lee GawneH. Beck, Inc.Voya Financial Advisors, Inc.10-01-2009
David Richard TruskeyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.01-04-2010
Dean Edwin FoxPark Avenue Securities LLCVoya Financial Advisors, Inc.02-07-2014
Edward Vincent BaroneM&T Securities, Inc.Voya Financial Advisors, Inc.07-07-2010
Elizabeth Miriam Katrina ShamirMutual Securities, Inc.Voya Financial Advisors, Inc.$1006-15-2017
Ellis Eugene GrossnickleCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5001-04-2010
Ethan Alexander William QuirinGeneos Wealth Management, Inc.Voya Financial Advisors, Inc.01-06-2010
Gary M Klobchar Jr.Woodbury Financial Services, Inc.Voya Financial Advisors, Inc.$2507-10-2013
Gary Phillip GallagherCertior Financial Group, LLCVoya Financial Advisors, Inc.$11111-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.