Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Andrew SanchezSorrento Pacific Financial, LLCVoya Financial Advisors, Inc.10-22-2019
John A. Henderson IIILincoln Financial Advisors CorporationVoya Financial Advisors, Inc.$10010-21-2019
Lynn P. SissonLPL Financial LLCVoya Financial Advisors, Inc.$50010-21-2019
Nelson Russell AshbyLPL Financial LLCVoya Financial Advisors, Inc.10-21-2019
David Harold BartonWoodbury Financial Services, Inc.Voya Financial Advisors, Inc.$10010-17-2019
Jason Gregory SmithBerthel, Fisher & Company Financial Services, Inc.Voya Financial Advisors, Inc.$23010-17-2019
Kevin Kenneth CarterMutual Securities, Inc.Voya Financial Advisors, Inc.$31010-15-2019
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.$10010-14-2019
Mary Elizabeth McClennen-GlicaLPL Financial LLCVoya Financial Advisors, Inc.10-14-2019
Stephanie Leigh HaganCarter Financial Group, Inc.Voya Financial Advisors, Inc.10-14-2019
Jennifer Ann KarchCarter Financial Group, Inc.Voya Financial Advisors, Inc.10-14-2019
Christopher KuhnGWFS Equities, Inc.Voya Financial Advisors, Inc.10-02-2019
Michael BenefieldTrustmont Financial Group, Inc.Voya Financial Advisors, Inc.10-01-2019
Ricardo R. SantosGWFS Equities, Inc.Voya Financial Advisors, Inc.09-24-2019
Andrew Kovacic MorehouseSantander Securities LLCVoya Financial Advisors, Inc.09-23-2019
Nancy Ann LewisStephensVoya Financial Advisors, Inc.$50009-16-2019
Brete Ballard GarlandStephensVoya Financial Advisors, Inc.09-16-2019
Cheryl Ann DaughenbaughStephensVoya Financial Advisors, Inc.09-16-2019
Nicole Elizabeth ViselSantander Securities LLCVoya Financial Advisors, Inc.09-13-2019
Jane AnRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.09-11-2019
Patrick Lee BarnettLPL Financial LLCVoya Financial Advisors, Inc.$10009-05-2019
Derek Ray HuffSupreme Alliance LLCVoya Financial Advisors, Inc.$10009-05-2019
Melchor Callueng MartinezAXA Advisors, LLCVoya Financial Advisors, Inc.09-04-2019
Robert David RossAmeritas Investment Corp.Voya Financial Advisors, Inc.09-04-2019
Mark Lamar HolzemerAmeritas Investment Corp.Voya Financial Advisors, Inc.09-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.