Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allan RichardsonThe Huntington Investment CompanyW&S Brokerage Services, Inc.08-24-2020
Ross Allan DavisThe Huntington Investment CompanyW&S Brokerage Services, Inc.07-21-2020
Erin Elizabeth SpackeyAXA Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
Alec C VernonThe Huntington Investment CompanyW&S Brokerage Services, Inc.03-30-2020
Sylvia D. ChandlerJ.W. Cole Financial, Inc.W&S Brokerage Services, Inc.01-21-2020
Justin Ryan HarrisAXA Advisors, LLCW&S Brokerage Services, Inc.12-18-2019
Daniel Thomas BerzinskasCitizens Securities, Inc.W&S Brokerage Services, Inc.08-16-2019
Mario Emerson CarusoPruco Securities, LLC.W&S Brokerage Services, Inc.07-29-2019
Todd Robert ReynoldsCitizens Securities, Inc.W&S Brokerage Services, Inc.06-04-2019
Adam Russell HollingsheadW&S Brokerage Services, Inc.W&S Brokerage Services, Inc.04-09-2019
Bryan James CliftonOneAmerica Securities, Inc.W&S Brokerage Services, Inc.03-18-2019
Joshua M FergusonU.S. Bancorp Investments, Inc.W&S Brokerage Services, Inc.01-14-2019
Charles Ryan MooreJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.01-02-2019
Colleen Marie TackettKey Investment Services LLCW&S Brokerage Services, Inc.11-26-2018
James Lee GronefeldJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.11-08-2018
Vadim GostomelskyNYLIFE Securities LLCW&S Brokerage Services, Inc.10-29-2018
Donna Arnold ShireyEquity Services, Inc.W&S Brokerage Services, Inc.10-18-2018
Jeffrey Scott HuntU.S. Bancorp Investments, Inc.W&S Brokerage Services, Inc.$2508-01-2018
Stuart William PayneAXA Advisors, LLCW&S Brokerage Services, Inc.07-23-2018
Bianca Monique MarcellinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.07-19-2018
Ronald Gene RockwoodPruco Securities, LLC.W&S Brokerage Services, Inc.07-17-2018
Markus Arnold JohnsonNYLIFE Securities LLCW&S Brokerage Services, Inc.05-22-2018
Jonathan R. MardisMML Investors Services, LLCW&S Brokerage Services, Inc.05-21-2018
Scott D. HowardAXA Advisors, LLCW&S Brokerage Services, Inc.04-19-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.04-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.