Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Russell BaxterSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Alistair Mckee KellySA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Ann Marie IglaiSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Brian Arthur RosoffSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Brian Edward FeuerSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Chad Jason KarlSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Christopher John MatseurSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Christy Lynn VerenskiSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Daniel E. Jamroz Jr.SA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Daniel Joseph MittlesteadtSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
David Elmer MickleySA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
David Orval KlemmeSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
David Paul GatesmanSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
David Whitcomb HenningsSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Eric Scott DormanSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Gabriel Keil WoolumSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Jacqueline NoveckSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
James Lewis Foreman Jr.SA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Jeffrey Andrew StreetSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Jeffrey Scott HelgesonSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
John Warren Lynch Jr.SA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Joseph A. Thomas Jr.SA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Joseph Edmund ClementSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Joseph Michael EsperSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Justin Matthew CressSA Stone Investment Advisors Inc.WRP Investments, Inc.01-30-2015
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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