Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Clayton Ganote IIIRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Kelley Anne ManningRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Michael Jesse BlackAtaraxis Financial, LLCWaddell & Reed03-09-2020
Barry CraineBlack Card CircleWaddell & Reed02-19-2020
Kay-Anne C. ImperialBlack Card CircleWaddell & Reed02-18-2020
Madhavi Niranjan HolayMercer Allied Company, L.P.Waddell & Reed02-13-2020
Dante Alexander TrimbleState Farm VP Management Corp.Waddell & Reed02-10-2020
Timothy D. JansenTwo West Capital Advisors LLCWaddell & Reed02-06-2020
Meridith S. CarterAmeritas Investment Company, LLCWaddell & Reed01-24-2020
Olivier P. MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2020
Daniel Curtis FrasierPrincipal Securities, Inc.Waddell & Reed01-21-2020
Kenneth William Newberry IIRaymond James Financial Services, Inc.Waddell & Reed$10001-17-2020
David Ray ColleyRaymond James Financial Services, Inc.Waddell & Reed$5001-17-2020
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
James Peter Mills-WinklerRaymond James Financial Services, Inc.Waddell & Reed$1001-17-2020
Deana Jean DyjorRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Dane C.B.K.H. GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Korie B. HenryUSA Financial Securities CorporationWaddell & Reed12-16-2019
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
Earl David BurnettLPL Financial LLCWaddell & Reed$1011-21-2019
Nicole Rae BowenEdward JonesWaddell & Reed11-12-2019
Eric William RumbaughLincoln Financial Securities CorporationWaddell & Reed$11311-01-2019
Brian Christopher LauerCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Patrick R. BarryCambridge Investment Research, Inc.Waddell & Reed11-01-2019
Kimberly Dawn ClarkCetera Investment Services LLCWaddell & Reed10-29-2019
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Showing 1 to 25 of 1,572 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.